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U.S. Securities and Exchange Commission
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591	Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:57:36 Finance Financial regulation Business Investment Advisers Act United States securities law Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment 76th United States Congress
592	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.ccu.cl Language: English - Date: 2015-04-29 20:01:22 Financial economics Financial regulation United States securities law International Financial Reporting Standards Financial markets SEC filings U.S. Securities and Exchange Commission Financial statement Security Finance Stock market Business
593	mstockstill on DSK4VPTVN1PROD with NOTICES Federal Register / Vol. 80, NoMonday, March 23, Notices submittals.html. Participants may attempt to use other software not listed on the Web site, but should not Add to Reading List Source URL: www.pclob.gov Language: English - Date: 2015-03-23 15:29:51 73rd United States Congress Government Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Email Commodity Futures Trading Commission U.S. Securities and Exchange Commission Federal Register United States United States Securities and Exchange Commission Financial regulation United States securities law
594	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoDecember 2, 2014 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 14:26:39 Investment Company Act Eaton Vance Trust law U.S. Securities and Exchange Commission SEC filing Law United States securities law 76th United States Congress
595	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 240, 249 Release No; File No. S7RIN 3235-AL00 PAY VERSUS PERFORMANCE AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-08 09:25:11 Management United States corporate law Private law Corporations law Regulation S-K Dodd–Frank Wall Street Reform and Consumer Protection Act Executive pay Board of directors U.S. Securities and Exchange Commission Business Corporate governance SEC filings
596	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 210, 230, 232, 239, 240, 249, 270, 274 Release Nos; ; IC-31610; File No. S7RIN 3235-AL42 INVESTMENT COMPANY REPORTING MODERNIZATION AGENCY: Sec Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:22:08 United States securities law 76th United States Congress Financial services Institutional investors Investment Advisers Act Regulation S-X U.S. Securities and Exchange Commission Hedge fund Federal Register Financial economics Investment Finance
597	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 18, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-18 14:21:19 Financial economics 76th United States Congress Professional certification in finance Financial services Registered Investment Advisor Investment Advisers Act Financial adviser U.S. Securities and Exchange Commission Securities and Exchange Commission Finance United States securities law Business
598	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 15, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-15 17:10:30 Financial regulation SEC Rule 10b-5 Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
599	SEC: Accounting Board Is Dragging Feet - WSJ SEC: Accounting Board Is Dragging Feet Commission Officials Chastise PCAOB for Lack of Progress on New Rules By MICHAEL RAPOPORT Dec. 14, 2014 7:58 p.m. ET Add to Reading List Source URL: corpgovcenter.utk.edu Language: English - Date: 2015-03-10 12:18:33 Finance Economy of the United States Public Company Accounting Oversight Board Corporate governance Business ethics Sarbanes–Oxley Act Audit U.S. Securities and Exchange Commission American Institute of Certified Public Accountants Accountancy Business Auditing
600	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 20, 2015 ORDER UNDER RULE 506(d) OF THE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 14:21:06 Law Tax evasion United States securities law UBS Plea bargain Securities Act U.S. Securities and Exchange Commission Regulation D Investment United States Securities and Exchange Commission Financial economics

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